This new role is part of the ICG (Institutional Clients Group) Risk and Control team supporting the Legal Entity Oversight Governance Lead by contributing to and supporting with the design, development and implementation of an enhanced enterprise-wide target state for legal entity (LE) governance and LE oversight framework elements to further strengthen legal entity oversight and integrity. The role will be a part of the APAC ICG Risk and Controls team and will partner closely with the APAC ICG business teams in Hong Kong, Singapore and Global functions (including Compliance, Legal, Operational Risk Management, Operations & Technology, etc) as well as Country Business Operational Risk and Control teams to support the implementation of robust control directives and processes.
The role requires extensive knowledge in one of the following areas: governance, risk and control, operational or compliance risk practices, with a solid understanding of industry standards and requirements.
The incumbent will work with global ICG Risk and Control colleagues to ensure full consideration of the business in the design and roll out of enhanced governance and risk and control frameworks, and will work with both the regional, legal entity and in-country Senior Management and Risk & Control teams to ensure such frameworks are fully embedded. The candidate will work with function partners to maintain certain reporting and monitoring requirements to support the governance committees and meet policy requirements. In addition, this role will work with Independent Risk, Compliance, Legal, O&T, Finance and Internal Audit to enhance local control standards and support local management in their oversight of the Businesses and Legal Entities.
Responsibilities:
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