Job Description

:

• Lead the development of compliance controls framework and implementation of compliance-related processes and procedures.
• Keep abreast with regulatory changes and provide compliance advisory to Senior Management and business.
• Create, maintain and ensure that all operational procedures comply with applicable regulations.
• Conduct monitoring of licensing conditions and regulatory requirements.
• Perform compliance reviews and assist in preparing reports to the Senior Management/Board.
• Act as a point of contact with regulators (e.g., MAS) directly on queries and regulatory submissions.
• Provide compliance advisory and support on client due diligence for client onboarding and KYC periodic reviews and AML/CFT matters.
• Identify, provide assessment and maintain documentation on compliance issues e.g., conflict of interest, complaints etc, as well escalate issues to Senior Management/Board in line with policy.
• Maintain registers in line with regulatory requirements.
• Conduct training and updates on compliance topics and regulatory requirements.
• Preparation of data review and submissions to MAS.
• Any other projects/duties as may be assigned.

Job Requirements:

• Bachelor\'s Degree in Accountancy, Finance, Business Administration or Law or related discipline.
• Minimum 3 years of experience in compliance in a financial institution in Singapore.
• Familiar with MAS regulations and compliance procedures and workflow, specifically with regard to CMSL and recognised market operator (RMO).
• Demonstrated successful track record in working with internal stakeholders (e.g., Marketing, Capital Markets, Legal, Technology, Finance and HR) and external partners.
• Excellent communication, interpersonal and influencing skills.
• Be a self-starter, a highly motivated person able to work in a fast-paced entrepreneurial environment that is continually changing.
• Professional compliance-related certifications are a plus.

Work Location: Tanjong Pagar

Joy Lim (R1770077) | Anchor Search Group Pte Ltd (17C8528) Email: anc3@anchorsearchgroup.com

Anchor Search Group