Compliance Officer

Singapore, Singapore

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This is a part time role which requires working half day on a daily basis

Responsibilities

In charge of the Compliance function at a CMS licensed wealth management business
Oversee enterprise risk management
Monitor regulated business activities to ensure adherence to CMS licensing conditions
Provide updates to senior management on the regulatory environment and propose actions, where necessary
Ensure all compliance policies are consistent with the latest regulatory requirements
Formulate and update company's AML/CFT framework and policies
Supervise the implementation of various compliance, risk, IT risk (TRM), internal controls and outsourcing policies
Conduct client KYC/AML and annual reviews for new and existing clients
Conduct due diligence and reviews on outsourced service providers
Prepare, submit and handle enquiries related to regulatory returns, MAS annual and ad-hoc forms and surveys
Oversees training and development for senior management and staff
Key point of contact for MAS: Address queries from MAS and external authorities
Coordinate internal and external compliance audits

Requirements

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