Role Responsibilities
Surveillance programme to build and enhance the surveillance platform to detect potential instances of market misconduct, market manipulation and market abuse. The Bank met its commitment to FCA (Financial Conduct Authority, FCA) to meet Market Abuse Regulation ("MAR") requirements for critical data sources in September 2017. Following that, subsequent projects were initiated to further enhance, expand and complement the current coverage of the automated surveillance platform.
A key requirement for this position is facing off to senior stakeholders in CFCC teams/ FM teams in the Functions/Frontline and manage projects related to regulatory/audit changes requiring system changes.
The Risk and Compliance team is responsible for defining and driving discretionary and regulatory changes across various Compliance/Risk processes/systems.
The team plays a pivotal role in providing simple solutions, delivering quality service and realising resource and budget efficiencies.
Responsibilities
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