Regional Legal & Compliance Officer, Financial Institution

Singapore, Singapore

Job Description


A financial institution is looking to hire a lawyer to help with legal and compliance matters for the region. You will be responsible for the following

  • Serve as the primary contact with regulators
  • Identify and review regulations
  • Implement and monitor policies, procedures and controls
  • Provide prompt regulatory advice and support to the business
  • Review internal policies and explaining their requirements and applications to the business
  • Manage regulatory filings and notifications including licensing of relevant entities
  • Manage and oversee regulatory examinations and inspections
  • Conduct investigations into legal, compliance and / or ethics issue
Lawyer with 3 -7 years of PQE from law firm or inhouse from financial institution. Good communication skills. Compliance experience will be advantage.

Singapore Employment Agency Licence No: 16S8069

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Job Detail

  • Job Id
    JD1296544
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Singapore, Singapore
  • Education
    Not mentioned