Job Description

This is an exciting opportunity to work for one of the leading global banks.

This is an exciting opportunity to work for one of the leading global banks.

The Opportunity

• This is an exciting opportunity to work for one of the leading global banks.
• It is an opportunity for an experienced Risk Management Compliance Associate to join their team

The Job

• Maintain awareness of operational risk and minimise the likelihood of it occurring including its identification, assessment, mitigation and control, loss identification and reporting.
• Maintain and observe the bank\'s internal control standards, implement and observe Group Compliance Policy, including the timely implementation of recommendations made by internal or external auditors and external regulators.
• Support to manage business risks within Direct Sales in order to minimize potential regulatory breaches and operational losses due to failure of people and procedures. This includes identifying emerging risk issues and associated controls and procedures to supplement FIM and BIM (Business Implementation Manual).
• Implement the established governance framework by conducting periodic Key Control Assessments and testing on different processes within all Direct Sales channels, i.e. Mortgage Sales & Retention, EBS, Third Party Distribution channels.
• Raise gaps or issues on non-compliance including procedural lapses, report and escalate issues. Collaborate with respective channel on action items and remediation
• Summarise and submit results of monthly key control assessments to SVP Direct Sales Business Assurance Head for reporting to Direct Sales monthly management committee meeting

The Talent

• Minimally 1-2 years of experience in risk management function
• Knowledge and experience in retail banking operations will be beneficial
• Excellent communication skills (verbal and written)
• Ability to manage multiple tasks and demonstrate analytical and documentaiton skills

Next Steps

• Drop your resume and contact us to follow-up, or send your resume to cecilia.sim@adecco.com
• Email Topic: Apply Risk Management Compliance Associate
• Only shortlisted candidates will be contacted

Cecilia Sim Xin Yang

EA License No: 91C2918
Personnel Registration Number: R22105099

Adecco