Job Description

Job Responsibilities: Depending on the candidate\xe2\x80\x99s experience, duties will include the following:

• Assist in identifying regulatory risks and performing compliance monitoring/surveillance across the Company\xe2\x80\x99s business activities;
• Assist in monitoring regulatory developments and potential impact of regulatory changes to the Company;
• Advise business units on meeting regulatory requirements through implementation of appropriate compliance/risk policies, assisting with the design and implementation of risk/compliance management initiatives, and improving existing internal processes and procedures. This includes AML/CFT related advisories and source of wealth/funds review for high-risk clients;
• Review risk and compliance assessment returns from business units, identify trends and areas of concern and work with the business units to reduce any unacceptable exposures to regulatory risk;
• Generate compliance awareness through planning and providing compliance support through issuing internal compliance updates and training modules;
• Liaise with regulators and/or auditors on queries and inspections when required;
• Any ad-hoc duties when required

• At least a Bachelor\xe2\x80\x99s degree and above or equivalent, preferably in Accounting, Finance, Economics or Business;
• At least 1-3 years\xe2\x80\x99 experience in compliance, audit or AML/CFT related operations within the banking or financial services industry;
• Knowledge of key applicable regulations (e.g., Insurance Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations, etc) will be advantageous;
• Is disciplined in meeting timelines, takes accountability over personal and team deliverables
• Strong written and verbal communication skills with the ability to present analysis and recommendation
• Must be proficient in MS Office, Excel applications
• Entry level candidates are welcome to apply