Trade Surveillance Securities Brokerage

Singapore, Singapore

Job Description


About Our Client
Our client is a well-known Fintech and Securities Brokerage firm that leverages on cutting edge technology to provide innovative solutions for their clients. They are strongly backed by numerous large institutional investors and are expanding globally.


  • Analysing and investigating complex or escalated alerts
  • Reporting and escalation of suspicious activities
  • Managing trade surveillance system enhancements
  • Reporting observations, trends and surveillance findings to management
  • Using various surveillance tools and market data resources to research surveillance alerts and perform investigations
  • Providing training and guidance relating to Trade Surveillance matters
  • Monitoring personal account dealing for staff of the firm
  • Maintaining a register and monitor escalated cases to ensure proper follow up and documentation in a timely manner
  • Responding to inquiries from regulators of various global exchanges
The Successful Applicant
  • Degree in Accounting, Finance or any related field
  • 5 or more years of experience in trade surveillance
  • Candidates with 3 or more years of experience in equities dealing who wish to pivot to surveillance would be considered as well
  • Ability to work independently and keenness to learn
  • Ability to adapt and work well in a team
What\'s on Offer
This role provides an excellent opportunity to be part of a growing firm that harnesses a technology driven strategy, to be able to work with cutting edge systems and software for trade and market activity surveillance.

eFinancialCareers

Beware of fraud agents! do not pay money to get a job

MNCJobz.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.


Related Jobs

Job Detail

  • Job Id
    JD1391776
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Singapore, Singapore
  • Education
    Not mentioned