Trade Surveillance Securities Brokerage
Singapore, Singapore
Job Description
About Our Client
Our client is a well-known Fintech and Securities Brokerage firm that leverages on cutting edge technology to provide innovative solutions for their clients. They are strongly backed by numerous large institutional investors and are expanding globally.
- Analysing and investigating complex or escalated alerts
- Reporting and escalation of suspicious activities
- Managing trade surveillance system enhancements
- Reporting observations, trends and surveillance findings to management
- Using various surveillance tools and market data resources to research surveillance alerts and perform investigations
- Providing training and guidance relating to Trade Surveillance matters
- Monitoring personal account dealing for staff of the firm
- Maintaining a register and monitor escalated cases to ensure proper follow up and documentation in a timely manner
- Responding to inquiries from regulators of various global exchanges
- Degree in Accounting, Finance or any related field
- 5 or more years of experience in trade surveillance
- Candidates with 3 or more years of experience in equities dealing who wish to pivot to surveillance would be considered as well
- Ability to work independently and keenness to learn
- Ability to adapt and work well in a team
This role provides an excellent opportunity to be part of a growing firm that harnesses a technology driven strategy, to be able to work with cutting edge systems and software for trade and market activity surveillance.
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Job Detail
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Job IdJD1391776
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationSingapore, Singapore
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EducationNot mentioned